Tools to Help you..
From our analysis of occurrences across RAF Sport Aircraft and wider General Aviation we have identified these areas we can all work on to keep you and others safe.
We have added lots of TEM, Human Perf & Wider GA resources at the bottom of the page. Please take a look!
What is
Threat & Error Management ?
TEM Stands Between You and Safe Flying
Airmanship is the art of applying your skill and knowledge to flying. A practical and easy way of doing this is by using Threat and Error Management (TEM) to manage ALL hazards likely to be encountered on the ground and in the air.
TEM is the practice of thinking ahead to predict/identify and avoid errors and threats and manage any that occur. Understanding TEM will enable a pilot to think and plan, in advance, for the eventualities that can lead to an airspace infringement. By spending time on the ground, pre-flight, to consider these factors you will be better prepared for many of the things that can wrong in the air.
What is a THREAT?
Events or things that occur outside your control which require your attention if safety is to be maintained. Threats are beyond the influence of you as the pilot and they increase the complexity of the flight. Examples of Threats include:
- Distraction caused by task or passengers
- Airspace including NOTAM’d activity
- Weather inc. thermal activity
- Fatigue / Stress
- In-flight malfunctions
- Lack of recent experience (skill fade) or Complacency
What is an ERROR?
Actions or inactions that lead to the unwanted or unsafe deviation from the plan, as with threats. Errors have the potential to reduce safety margins which could lead to additional errors or an airspace infringement. Examples of Errors include:
- Navigation errors leading to vertical, or lateral deviations
- Mis-interpretation of chart
- Incorrect altimeter setting
- Missed calls / incorrect phraseology
- Mis-interpretation of instructions or clearances
- Unsynchronised Direction Indicator
How do I MANAGE it?
Pilots must, in the interest of safety and normal pre-flight and in-flight activities, manage threats and errors to undesired situations or undesired aircraft states . Examples of management techniques include full and comprehensive planning and adequate briefing, training, managing distractions and applying all available tools.
Adapted from a UK CAA Airspace & Safety Initiative Leaflet . They've also published a great guide to pre-flight planning.
CHIRP Describes TEM in GAFB 93
(Steve Forward, August 2022)
While threats can be predicted, errors can creep up on you…
Everyone’s talking about Threat and Error Management (TEM) these days but what’s it all about and how do we do it? Put simply, TEM is all about thinking ahead and anticipating what might go wrong. To cut a long story short, threats (and hazards) are the adverse things that might come along and bite you on the bum as you go about the business of aviation, whilst errors (and mistakes) are the things that you yourself might do wrong for any multitude of reasons. Threats can often be predicted if thought about enough (e.g. weather, busy airspace, poor aircraft performance) but errors can creep up on you from seemingly nowhere as part of the human condition where we can all get distracted, make mistakes, miss vital information or lose capacity and situational awareness for any number of human factors reasons.
Threats are often situation-dependent in that certain things apply to certain flight regimes, but some are universal to all elements of flying and that’s why we spend so much time training ourselves to be situationally aware of the aircraft and our surroundings. Some threats are latent and unpredictable, (e.g. a worn engine component that’s about to fail or an equipment design feature or fault that you might not have seen before), and some are a real and present danger that can be anticipated (e.g. that deteriorating weather forecast that we’re flying towards). It’s impossible to list all the threats in aviation because the list is pretty much limited only by your imagination (but if you want to look into threats and hazards further then there’s a thing called ‘bow-tie’ analysis that safety experts often use to review safety risks in particular areas – see the CAA website link here). The key thing to do for day-to-day operations is to think about the likelihood of things that might conceivably happen to you and the aircraft and then form a contingencies plan that allows you to either deal with them or avoid them all together. In risk management theory this is framed in what’s called the four Ts of ‘Treat – do something to reduce the effect of the threat’; ‘Tolerate – accept the threat is there but have a plan to deal with it if it occurs’; ‘Terminate – stop doing what you’re doing or were planning to do if the threat is too great’; and ‘Transfer – get someone else to deal with the threat if you can’t!’. A good old ‘what if’ session will reveal what’s important to your flight on that day by focussing on the existential things like keeping control of the aircraft; having enough fuel to fly; having options to land somewhere safely; keeping out of controlled airspace; avoiding other aircraft; and having a contingencies plan for what you might do if there are technical issues/emergencies such as if the engine stops at any stage.
As I mentioned previously, errors are somewhat more difficult to anticipate and are influenced by a whole host of things such as personal circumstances, mood, competences, distractions, capacity, arousal levels and task saturation that all influence our decision making capabilities and proneness to making mistakes and errors. For the purists, a mistake is doing the wrong thing by accident, whilst an error is doing the wrong thing due to lack of knowledge – for most of us the distinction is academic, you still get the wrong outcome! One thing that can help in identifying where we might make mistakes/errors is to think about human factors systematically and, at CHIRP, we have started to use the ‘Dirty Dozen’ as a way of characterising where we might ‘fail’ as humans on a day-to-day basis as we go about our flying activities. An honest and ongoing appraisal of these 12 aspects can go a long way to identifying areas of our personal weakness or susceptibility to making mistakes/errors.
In this edition we’ve started to experiment with giving our thoughts on relevant Dirty Dozen aspects for each report. These are intended to provoke discussion about what to think about in similar circumstances and are not intended as a critique of the performance of those actually involved. It’s a work in progress so we welcome your thoughts as we try to introduce this without being judgemental of individuals.
TEM can be equated to ‘good airmanship’ in many respects; both are about thinking ahead and anticipating events rather than being reactive. As it says in the very last sentence of CAA Safety Sense Leaflet 1e ‘Good Airmanship’, “Pilots exercising GOOD AIRMANSHIP never sit there ‘doing nothing’, they always think 15 to 20 miles ahead”; we could just as easily substitute ‘GOOD TEM’ for ‘GOOD AIRMANSHIP’ in the above, both when we’re airborne and when we’re planning the flight. And as a final thought, TEM doesn’t end when you get out of the aircraft after the flight; take some time to honestly review your flight and your performance, and feed any lessons into your TEM assessment for the next flight so that you continuously improve your TEM awareness (and tell CHIRP if you have some lessons that you’d like others to benefit from when things didn’t quite go as planned/hoped!).
I learnt About Flying From That (ILAFFT)
OMG!
Your recent ILAFFT about weight triggered a memory from the past that forever has left me very careful about weight and performance.
I had a share in a PA28 Cherokee Archer 181, which I was told would ‘carry anything’. Came a big adventure, I flew three well-fed priests from Blackpool to Tarbes-Lourdes for their Lourdes pilgrimage. Three days later, the amazing amount of luggage that piled into the Archer hardly registered. So there I sat at the northern end of the 3000m runway, full fuel, three fat priests and me at fifteen stones(ish), waiting 5 minutes after a large commercial departed from the other end – I was far too clever to get caught in wake turbulence on that calm day.
The altitude (1300ft), temperature (25 degrees) and wind (calm) caused no thought for me; well, 3km of runway, where was the problem? Off I went, lift-off no problem, but then…absolutely dismal climb rate, any faster than 70kt and we barely climbed at all. I then became acutely aware of the Pyrenees mountains five miles ahead. Suddenly to the front of my mind, in large letters, came ‘Hot, High, Wind, Weight, Stall, Spin’. I did not dare risk more than about 5 degrees of bank, terrified of a stall, and the Archer came round, oh, so slowly. I actually considered putting it down on whatever was in front rather than stall-spin. It eventually came round with about a mile to spare, and very slowly climbed to the north over flat countryside.
It turned out that the priests had all bought several cast-iron statuettes to add to what was probably an already overloaded aeroplane. And to complete my feeling of incompetence, it eventually dawned on me that I could just as easily have taken off from the other end, heading into flat terrain. But then I wouldn’t have learned as much…
Dirty Dozen Human Factors
CHIRP does not conduct detailed investigations into reports and so, although we do contact those associated with an event to try to gain as much understanding of the relevant background whenever we can, we are well aware that we may not have all of the information or context that might be applicable to a particular event. As such, CHIRP does not make definitive judgements as to any Human Factors aspects that may or may not have applied, and we do not associate any such assessments to individuals’ performances. However, in order to provide food for thought when considering aspects that might be pertinent in similar circumstances, we offer our thoughts on the ‘Dirty Dozen’ Human Factors elements that were a key part of our discussions about individual reports. Individual reports now show these thoughts at the end of the CHIRP Comment.
The current CHIRP ‘Dirty Dozen’ taxonomy is as in the table above.
The above article can be found at https://chirp.co.uk/category/aviation/general-aviation/
Do consider subscribing to GA CHIRP!
What About Human Performance ?
We're our own worst enemy when assessing Fitness to Fly.
How much and how well did you sleep last night? How are things at home and at work? Have you had a long, busy week? Have you been waiting all day for the weather to clear?
Above is an example of a risk matrix to help you determine your Fitness to Fly.
CHIRP have suggested adding an additional 'A' to the
I'M SAFE mnemonic:
Fatigue and fitness to fly is not just an issue for the commercial world but needs to be considered by all pilots so that we avoid making mistakes when we are tired. The handy mnemonic IAMSAFE is a good way of reviewing yourself to see if you are fit to fly, not only in respect of fatigue/tiredness but in other physiological aspects. But you must do so honestly and thoroughly. Personal performance and tiredness are notoriously difficult to self-evaluate (we all tend to over-estimate our abilities), and so it takes real discipline to admit to ourselves that we perhaps shouldn’t be flying, driving or operating machinery when we are below par.
CHIRP thinks that the IAMSAFE mnemonic should be more widely publicised than the current ‘IM SAFE’ in the Skyway Code because IAMSAFE also includes the important ‘Attitude’ aspect of whether you are emotionally ready and focussed on the flight so we’ve written to the CAA to see if they might update their publications. Perhaps there is a self-induced pressure to fly because of a sense of duty to friends or others who might be relying on you. Again, it’s easier said than done, but we must all resist such temptations to ‘press on’ out of a misplaced sense of duty when we’re unfit, the weather is poorer than expected, or some other problem arises that we know we shouldn’t overlook but are tempted to do so to ‘get the job done’ and not let others down.
I – Illness (do I have any symptoms that might affect my ability to fly?)
A – Attitude (am I emotionally ready and fully focussed on the flight?)
M – Medication (am I taking any prescription or over-the- counter drugs that might affect my performance?)
S – Stress (am I under pressure or have any worries and anxieties?)
A – Alcohol (have I been drinking within the last 24 hours?)* F – Fatigue (am I tired or not adequately rested?)
E – Eating (am I adequately nourished?)
*Railways and Transport Safety Act 2003 Part 5 ‘Aviation: Alcohol and Drugs’ S.93 ‘Prescribed limit’ states:
(1) A person commits an offence if—
(a) he performs an aviation function at a time when the
proportion of alcohol in his breath, blood or urine
exceeds the prescribed limit, or
(b). he carries out an activity which is ancillary to an aviation
function at a time when the proportion of alcohol in his
breath, blood or urine exceeds the prescribed limit.
(2). The prescribed limit of alcohol is (subject to subsection
(3))—
(a). in the case of breath, 9 microgrammes of alcohol in 100
millilitres,
(b). in the case of blood, 20 milligrammes of alcohol in 100
millilitres, and
(c). in the case of urine, 27 milligrammes of alcohol in 100
millilitres.
TEM Resources
Civil Aviation Authority
- A great podcast that explains and explores TEM, about 20 mins
https://soundcloud.com/user-134290775/ga-tem-podcast-int01-mp3-mixdown
- Avoiding airspace infringements using Threat & Error Management (Leaflet)
https://airspacesafety.com/wp-content/uploads/2021/04/ASI-TEM-April-2021.pdf
- Flight Crew Human Factors Handbook
https://publicapps.caa.co.uk/docs/33/CAP%20737%20DEC16.pdf
EASA
- The Principles of Threat and Error Management (TEM) for Helicopter Pilots, Instructors and Training Organisations
Australian Government Civil Aviation Safety Authority
- Safety behaviours: human factors for pilots 2nd edition Resource booklet 8 Threat and error management
SKYbrary
- TEM landing page
https://www.skybrary.aero/articles/threat-and-error-management-tem
- Defensive Flying for Pilots: An Introduction to Threat and Error Management (scientific paper)
https://www.skybrary.aero/sites/default/files/bookshelf/1982.pdf
- Paper on TEM. Captain Dan Maurino. Coordinator, Flight safety and Human Factors Programme - ICAO Canadian Aviation Safety Seminar (CASS) Vancouver, BC, 18-20 April 2005
https://www.skybrary.aero/sites/default/files/bookshelf/515.pdf
Australian ATSB
- Attitudes towards training and applicability of TEM to general aviation and low capacity air transport operations
Human Performance Resources
NBAA
- Article: Managing Stress in Single-Pilot Operations
- Flight Risk Assessment Tool
https://nbaa.org/wp-content/uploads/2018/06/flight-risk-assessment-tool.pdf
Academic Study on GA Pilot Decision Making
News article: Study suggests many general aviation pilots downplay the impact of stress on flight safety
https://www.psypost.org/2021/01/study-suggests-many-general-aviation-pilots-downplay-the-impact-of-stress-on-flight-safety-59361
Poster
https://research.abdn.ac.uk/wp-content/uploads/sites/14/2019/03/nejc-poster-final.pdf
Landing Page
https://research.abdn.ac.uk/applied-psych-hf/general-aviation/
Australian Government Civil Aviation Safety Authority
- Safety behaviours: human factors for pilots 2nd edition Resource booklet 3 Human performance
- Video - Human Factors for Pilots
https://www.youtube.com/watch?v=AatlDffzvE8
Wider Resources
Civil Aviation Authority
- SkyWise is the CAA's notification service for anything and everything - you can tailor to what you want to hear about:
http://skywise.caa.co.uk/new-ga-podcast-threat-and-error-management/
- Safety Sense Leaflets (new)
https://www.caa.co.uk/general-aviation/safety-publications-and-information/safety-sense/
- Safety Sense Leaflets (older style)
https://publicapps.caa.co.uk/modalapplication.aspx?appid=11&mode=list&type=sercat&id=21
- Airspace and Safety Initiative. Pre-flight planning guidance.
https://airspacesafety.com/pre-flight-planning/
- Skyway Code. Your one-stop GA bible! (Version3)
https://publicapps.caa.co.uk/docs/33/CAP1535S%20Skyway%20Code%20Version%203.pdf
AOPA Air Safety Institute
- Resources & Learning directory (Utah Flight Instructor)
https://www.utahflightinstructor.com/aopa-air-safety-institute.html
- Safety Centre
https://www.aopa.org/training-and-safety/air-safety-institute/safety-centers
- YouTube channel
GASCo General Aviation Safety Council
- A great variety of resources
https://www.gasco.org.uk/resources/publications
- Short, interactive online course. Initially designed for pilots starting flying after a long period away, but a great general refresher!
https://pro.ispringcloud.eu/acc/pTPKR6MxMDQxODI/s/104182-nkBfZ-9fJck-YxgyQ
- Pre-Flight Checklist - Fit to Fly, TEM and more...